Serving our customers since 1987
Intercarolina Financial Services, Inc.
3300 Battleground Ave.Suite 400 Greensboro, NC
Focused on your complete Financial Picture
True independence and maximum customer satisfaction are the cornerstones of what makes InterCarolina Financial Services the best choice for sophisticated investors. We are an elite securities firm of proven financial counselors. In an industry permeated by youth and inexperience, the average InterCarolina Financial Services Representative has over a minimum of 15 years of proven experience in the investment and insurance industry.
We offer a full range of financial planning, insurance, asset management, and security market products. Unlike other firms, we are independent of corporate affiliations. As a result, we can freely pick from the best products and services. Our reputation and the quality of our registered representatives gives us carte blanche with the finest financial resources giving you the best choices!
InterCarolina Financial Services is large enough to offer all the services and products necessary to ensure financial success, but compact enough to have a strong personal relationship and complete understanding of each of our customers needs and goals. We are a member in good standing with the FINRA (www.FINRA.org), registered with the US Securities & Exchange Commission and have been a member of the Securities Investor Protection Corporation (SIPC) since our formation in 1987.
InterCarolina Financial Services performs market transactions in listed ,OTC stocks and options, Corporate, US Government, and Municipal bonds, and Mutual Funds. We have a selling agreements with the major mutual funds, quality annuity underwriters, and over 50 BEST RATED insurance companies. InterCarolina works closely with major asset management firms and several fine boutique asset manager
InterCarolina Financial Services is registered as an investment advisor. We are licensed to execute transactions in securities, insurance, fee-based asset management, and annuities. We are also fully insured with Errors & Omissions in both securities and insurance transactions.
InterCarolina Financial Services’ investment advisors are all experienced with long and successful careers. They actively attend continuing education programs to maintain a thorough and comprehensive understanding of the changing landscape of financial services, ensuring our customers have access to the latest financial tools.
MSRB Rule G-10 – Investor Education and Protection Disclosure
Intercarolina Financial Services, Inc. is registered with the the Financial Industry Regulator Authority (FINRA) and the Municipal Securities Rulemaking Board (“MSRB”). As such, Intercarolina Financial Services Inc. is subject to the regulations and rules on municipal securities activities established by the SEC and MSRB. The website for the MSRB is www.msrb.org. Note that in addition to having educational material about the municipal securities market, the MSRB website has an Investor Brochure that describes the protections that may be provided by the MSRB rules and how to file a complaint against Intercarolina Financial Services, Inc. or an Intercarolina Financial Services, Inc. representative.